Corporate Formalities - Litigators Know This, You Should Too!

As a corporate "shareholder", limited liability companycorporate veil may involve related corporations.
(LLC) "member" or limited partnership (LP) "limitedVarious financial transactions may have been
partner", your liability for company debts and obligationsconducted between the companies. The companies
is generally limited to the amount you paid for yourmay have neglected to properly observe certain
ownership interest in the company. That is generallycorporate formalities pertaining to these inter-company
because when your company articles were filed withtransactions, such as documenting in minutes or
the state, the state breathed life into it as an "artificial"resolutions the purpose and intent of the transactions.
entity - a corporate "fiction". As a separate legalLater, a creditor of one or all of the companies may
"person" the state granted your company itsbe unable to collect a debt from the corporations so
personality; the privilege to do business in its ownthe creditor launches a lawsuit. In the lawsuit, the
name; the privilege to buy and sell property; theplaintiff alleges a fraud where the defendant
privilege to sue and be sued; and, among other things,companies and their owners tried to maneuver
the privilege of limited liability for the company owners.corporate funds and assets to hide them from the
But...after the company is formed your actions as ancreditor. The evidence shows the company owners
owner, director or officer can jeopardize thehad transferred money between the corporations,
company's separate legal and tax status, and yourused corporate monies for personal expenses, and
personal limited liability.disposed of corporate assets for less than fair market
Your small business entity is entitled to all the sameconsideration.
benefits, tax deductions, write-offs, privileges andWithout corporate minutes, resolutions and other
perquisites as the large companies and firms.supporting documentation to the contrary, a court
It is also bound by all the same rules of corporatewould likely rule it appropriate to pierce their corporate
governance as the large companies and firms. Courtsveil. The result would be to hold the owners of the
- and the IRS - are crystal clear on this subject: If youcorporations personally liable for the corporate debts,
neglect to treat your company as a separate legalobligations and expenses.
entity, they will too. They will set it aside and imputeTypically, a court's decision in such cases will point out
personal liability to you, and disallow tax deductions. Toexamples where the corporations and their owners
do just that, they use rulings that contain terms likereadily commingled funds, failed to maintain adequate
"alter ego", "nominee", "self dealing", "arm's length",corporate records, disregarded corporate legal
"commingling", and "failure to observe corporateformalities, and failed to maintain an arm's-length
formalities".relationship. Further, the corporations disposed of their
Litigators know this. They also assume that youassets without fair or adequate consideration. The
neglect the details of good corporate governance, likecourt would thus conclude that there was substantial
holding meetings, adopting resolutions and recordingevidence to support a finding that adherence to the
these events in corporate minutes. They know thatcorporate fiction would sanction a fraud and lead to
most people are ignorant, intimidated, or just too busythe evasion of a legal obligation.
to tend to the formalities. It is the easiest thing for themThere's Those Terms Again
to prove, so that's exactly what they focus on whenNotice how these terms keep popping up in reference
they launch their attack on you and your company.to corporate veil piercing:
Your personal battle starts with a lawsuit, judgment,"...readily commingled funds..."
lien, seizure, bankruptcy, divorce, or, God forbid...a"...failed to maintain adequate corporate records..."
revenuer's Notice of Examination. Among the first"...disregarded corporate legal formalities..."
salvos launched by counsel for the plaintiff, or the"...failed to maintain an arm's-length relationship..."
Revenue Agent: A subpoena duces tecum, orIf corporations and their owners have a good reason
summons, for copies of your formal corporate minutesfor moving funds among their companies and
and records. That's the way it works. You'd betterthemselves, they should record it in the corporate
have them in good order. Or else...YOU LOSE.minutes. A simple resolution showing their business
What stands between you and your corporation is itspurpose and intention for the transactions would
veil. That armor shield keeps corporate creditors,generally suffice. Without that kind of evidence, though,
litigants, revenuers and other would-be adversariesa court will rule on the facts as they construe them,
from merging you with your company. If they can doparticularly if there is no substantial argument to the
that, they can steal your personal assets to satisfycontrary.
their claims against the company - valid or not.Take a lesson from such a case. Keep good
Lack of Corporate Formalitiescorporate records and run your company as a
A typical case where a court could pierce theseparate legal entity. Or else...YOU LOSE.