How to Use a Self-Directed IRA or Solo 401(k)

Today, it's no secret that most baby boomers areretirement plans include the SEP (Simplified Employee
now playing 'catch-up' with their retirement funding. InPension Plan) IRA, the SIMPLE (Savings Incentive
just two generations, the career world has beenMatch Plan for Employees) and the Solo 401(k) Plans.
completely transformed. Lifetime employment at aFor example, there are two components in maximizing
single employer with a gold watch and a guaranteedthe Solo 401(k) plan: (1) An employee salary deferral
pension at the end is now a relic of the past.contribution up to $15,000 (not to exceed 100% of pay);
Moreover, once 'un-touchable' social security trustand (2) An employer profit-sharing contribution with a
funds have been routinely invaded by heavylimit up to 25% of pay (20% for self-employed). The
Congressional borrowing for decades. It's nottotal contribution from both sources is $44,000 but with
uncommon today for people to change jobs, homes ora 'catch up' provision for individuals age 50+ who can
locations every few years. Most now realize theycontribute another $5,000 for a $49,000 annual
have primarily responsibility for the size of theircontribution.
retirement income. But at the same time, with longerHOW TO STAY IN COMPLIANCE.
life expectancy, improved health care and betterTo maintain the tax-advantages of your Self-Directed
lifestyle choices, most adults know that inflation willRetirement Account, you need to avoid what the IRS
decrease the purchasing power of social securitycalls 'Prohibited Transactions' (which are basically
benefits. However, many have relied solely on theself-dealing type of transactions). These include selling
Social Security as their sole means of saving forpersonal property to your IRA; using your IRA as
retirement. They now know that will mean living insecurity for a loan; borrowing money from your own
poverty during their retirement years.IRA; purchasing property for personal use with IRA
SELF-DIRECTED RETIREMENT ACCOUNTS.funds (must be for investment purposes only); using
If you are a part-time or full-time investor or are aIRA funds purchase collectibles such as artwork,
business owner, you have the best chance ofantiques etc. (although certain U.S. minted coins might
controlling the size and the timing of your retirement.be exceptions); purchasing assets owned by yourself
The better options are yours if you first establish aor your spouse with IRA funds; and having your
corporation, a limited liability company or a limitedbusiness located in a property owned by your IRA.
partnership that you manage. Under improvedPROVIDING FOR ASSET PROTECTION.
legislation, the dollar limits on contributions have gone upSelf-Directed IRAs and Solo 401(k) plans can (for
and the range of investment choices expanded. Soliability protection) become 'members' of a Limited
why pay someone to manage your retirement andLiability Company ('LLC'). While not required, it is the
'hope for the best' in the stock market when you can'smarter way to go' in preserving value and reducing
directly control your own retirement destiny? Investingliability risks - no matter what state you're in. In fact,
in assets you know and understand provides a way toyour Self-Directed IRA or Self-Directed Solo 401(k)
limit your downside risk and may give you bettercan become an LLC member alongside the accounts
control of the outcomes. Plus profits in the IRA areof other co-investors and together combine your IRAs
free of capital gains taxes so the total dollar value offor greater investment results. The LLC Operating
your IRA can grow much faster over the years.Agreement for Self-Directed Retirement Accounts is
MORE CHOICES AVAILABLE TODAY.different than other LLCs and provides a specific
With a Self-Directed IRA or Self-Directed 401(k), youframework in which to operate the Investment LLC as
act as your own investment manager. Besides theyour Self-Directed Retirement Account so that
usual choices of stocks, bonds, mutual funds, options,everything is ready for investing at about the same
etc. you can now invest in a wider range oftime.
non-traditional assets including:o Real Estate InvestmentSETTING UP YOUR SELF-DIRECTED PLAN.
Propertyo Mortgages and Deeds of Trusto Tax LiensAfter months of looking at different providers, I found
Certificateso Promissory Notes / Commercial Paperothat for simplicity, ease-of-use and online 24/7 access
Private Stock Offeringso Real Estate Lease /with downloadable forms and instructions, Equity Trust
Optionso Limited Liability Companieso LimitedCompany (in Ohio) was one of the most helpful
Partnershipso Business Equipment Leasingo StructuredSelf-Directed IRA or Self-Directed Solo 401(k) Plan
Settlementso Mobile Homes Rentalso Foreigncustodians. They are the originators and they will hold
Currency Exchangeso Accounts Receivableyour hand as you learn the ropes. There are certainly
Factoringo Secured and Unsecured Notesothers who are capable, but I found Equity Trust
MAXIMIZING YOUR CONTRIBUTIONS.Company to be among the most 'user-friendly'. My
Today, real estate investors can take full advantagecontact there is Mr. Tim Debronsky, whose e-mail
of small business retirement plans. These are just asaddress is Tim's direct phone number is (440)
easy to set up as the traditional or Roth IRAs but323-5491 (ext 329). Early in the conversation ask Tim
allow individuals to contribute considerably more thanto send you the 'real estate investor package'.
the allowances for those plans. The small business