Why Use A Series LLC?

In order to diversify risk, someone with multiple rental orIn order to create a series LLC, special language must
other investment properties would likely be advised tobe included in the Articles of Organization, which is filed
place each property into a separate entity. This waswith the Illinois Secretary of State. A Certificate of
traditionally achieved with the use of a corporation orDesignation for each series apart of the LLC must
limited partnership in years past. Recently, however,also be filed with the Articles of Organization.
the limited liability company has quickly become theBut keep in mind, obtaining and preserving separate
entity of choice for real estate holdings.liability status requires that each series be operated as
Placing high risk assets in separate entities, away froma separate entity. This means separate records should
each other, and especially separate from low riskbe kept for each series, with the assets of each
assets, defines asset protection. For example,series identified. Unfortunately, case law is largely
someone who operates a demolition company throughundeveloped for the series LLC structure. This is
use of a corporation or LLC should not then place anespecially true in Illinois. Without the benefit of judicial
investment rental property in the same LLC ordecision, many facets of the new series LLC legislation
corporation. Similarly, someone with a large amount ofmay be subject to reasonable difference in
low risk assets such as cash, securities, etc. should notinterpretation. For instance, some practitioners have
be advised to place those assets into the same entityargued that it is safe practice to provide each series
as an ongoing business. But, adherence with thewith a separate bank account.
principle tenets of asset protection can be costly.Also, an entity formed in one state cannot do business
Placing each parcel of real estate into separate entitiesin another state unless it is first "qualified" to do
incurs separate filing fees, and incurs additional legalbusiness in the non-formation state. This is achieved by
and accounting fees in most instances.filing an application with the Secretary of State of the
There is, however, a solution to the increased feesnon-formation state and paying a foreign filing fee of
associated with multiple filings: the Series LLC.some sort. Without qualifying to do business in the
The Delaware LLC Act first authorized the creation ofnon-formation state, the entity may later incur penalties
separate series within the same LLC. Under the Act,and other fees for not qualifying. Once an entity
debts and other liabilities under the Delaware Act arequalifies to do business in the non-formation state, it
enforceable only against the segregated assets in thebasically becomes subject to the non-formation state's
particular series to which those assets have beenlaws, presenting a problem for the series LLC
placed. (Delaware Limited Liability Company Act,structure.
Section 18-215). The Delaware Act also states thatIf an LLC is formed in Illinois, and qualifies to do
each series may have different members, or thebusiness in another state so that it can own real
same members with different percentages than inestate in that state, then that LLC becomes subject to
other series apart of the parent LLC, providing flexibilitythat state's law. The exception is the internal affairs
for projects with multiple investors.and management of the LLC itself. The non-formation
This combination allows a series to be treated in manystate will normally apply the law that is either
ways as a separate and distinct LLC. The Act alsodesignated in the LLC's Operating Agreement or the
authorizes the Operating Agreement of the LLC tolaws of the formation state. But, this typically involves
designate a series of members, managers or otherdisputes between members as to how the LLC is
interests that have separate rights and duties withowned or operated and does not include disputes with
respect to specific LLC property.creditors or third-parties who are not a party to the
Recently, the Illinois General Assembly has adopted anoperating agreement. Any state without Series LLC
amendment to the Illinois LLC Act authorizing thelegislation is very unlikely to apply the Series-legislation
creation of the series LLC. (805 ILCS 180/37-40).as to creditors, claimants, and other third-parties who
Similar to the Delaware Act, the Illinois Act states "thedid not agree to be bound by the Series legislation.
debts, liabilities and obligations incurred, contracted forThis problem is why corporations, LLCs, and other
or otherwise existing with respect to a particular seriesentities formed in other states probably don't offer any
shall be enforceable against the assets of such seriesadvantages over those formed in the state where
only, and not against the series thereof,....". (805 ILCSproperty will be held or business is conducted.
180/37-40(b)).Effectively, doing this doubles formation fees and
For Illinois real estate investors, this means you cannon-formation law will apply anyways.
create one parent LLC with multiple series to protectRegardless of any perceived disadvantages, this
your assets, avoiding multiple state filing fees, legalstructure is quickly becoming the vehicle of choice for
fees and other professional costs associated withIllinois investors with multiple properties.
creating each separate LLC.